Vacancies

Investment Compliance Officer (Prescient Management Company (PManco)

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Prescient Manco CEO

Location

Westlake

Business Unit

(Prescient Management Company (PManco)
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To provide key investment compliance monitoring expertise to the Prescient Manco.

DUTIES & RESPONSIBILITIES

  • Responsibility for compliance with the requirements of REG28, REG30, LTIA, CISCA etc. Responsibility includes monitoring compliance, documenting findings and reporting findings to management.
  • Key responsible for all Investment Compliance Monitoring which will require knowledge of:
    • Collective Investment Schemes Act: Board Notice 90 of 2014, Board Notice 92 of 2014, Board Notice 257 of 2013 (foreign collective investment due diligence), Board Notice 52 of 2015 Hedge Funds)
    • Pension Fund Act: Regulation 28 (monitoring, issuing certificates & Schedule IBs)
    • Medical Aid Schemes Act: Regulation 30 (monitoring and issuing certificates)
    • Long Term Insurance Act: Regulation 2.2
    • UCITS
    • Segregated Mandate Compliance
    • ASISA Standards & Guidelines
    • Offshore fund exposure also preferred eg Namibia Regulation 28, Namibia Unit Trust Control Act
  • Regulation 28 analysis and reporting
  • Assisting with ASISA & FSCA quarterly reporting
  • Investigating breaches from the Trustees
  • Responsibility for liaison with Regulators
  • Compliance Static Data Management
  • Liaising with the Regulator for new fund applications
  • Adhoc task as required.

REQUIRED EXPERIENCE

  • A minimum of 4 - 6 years’ investment compliance experience gained in the Manco / Asset Management / Fund Services environment.
  • Sound understanding and exposure to the various applicable legislations including, but not limited to, CISCA, Reg 28, Long Term Insurance Act, UCITS and Medical Schemes Act.
  • Hedge fund knowledge specifically BN52
  • FAIS / Regulatory compliance exposure and understanding is advantageous 

REQUIRED QUALIFICATIONS

  • Relevant tertiary qualification.
  • Certificate in Compliance Management would be an advantage.

KEY COMPETENCIES

  • Highly organised with excellent time management
  • Able to work well in a team environment and keen to develop those around them
  • Accuracy and attention to detail is of the utmost importance
  • Self-starter who is self-driven and self-directed
  • Strong work ethic
  • Honesty and integrity

WHY THIS ROLE?

This is a fantastic opportunity to apply your compliance knowledge and play a key role in the Prescient Manco compliance and risk team. A great learning opportunity with excellent challenge and reward. 

INTERESTED?
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