About Us

What We Offer

Funds

News & Resources

About Us

What We Offer

Funds

News & Resources

Contact

Invest Now

Vacancies

Compliance Data Analyst (Prescient Fund Services)

Reporting line

Manager: Manco Compliance & Risk

Location

Westlake, Cape Town

Business Unit

Prescient Fund Services
Apply Now

To provide compliance data collation and analysis expertise to a niche investment compliance team supporting a diversified financial service offering, which includes Investment Management, Fund Services, Wealth Management and Retirement Fund solutions.

DUTIES & RESPONSIBILITIES

  • Collation and analysis of data required for portfolios that are compliant with REG28, CISCA, SARB and ASISA
  • Classification of instruments in terms of Regulation 28, ASISA, SARB  (Asset Allocation,C23,C48,B16)
  • Liaising with asset managers to collate all portfolio holdings and look-through data in various reporting systems
  • Compiling ASISA, FSCA and SARB quarterly reporting
  • Assist with ensuring correct rule set-up on various compliance and reporting systems
  • Assist with enhancement to reports as required from time to time by the Regulator
  • Compliance Static Data Management
  • Working with the data management team in order carry out instrument data reviews, “clean-ups” and pass on knowledge around compliance aspects of static instrument data and data management
  • Ad-hoc investment and regulatory compliance tasks, as required

REQUIRED EXPERIENCE

  • Approximately 1-2 years’ experience in a Compliance Data related role gained from an Asset Management/related environment.
  • Sound foundational understanding and exposure to the various applicable legislations including, but not limited to:
    • CISCA, SARB Classifications, Reg 28, Board Notice 90 and Board Notice 52
  • Knowledge of ASISA Standard and associated Guidelines
  • Sound foundation understanding and exposure to financial markets
  • Preferably exposure to relevant investment systems as well as Compliance software i.e. Fundamental, Moonfire.
  • Strong Excel skills 

REQUIRED QUALIFICATIONS

  • Relevant Tertiary Qualification for example: degree or diploma in finance/ commerce/ law/ information technology and systems (or studying towards a relevant tertiary qualification)

KEY COMPETENCIES

  • Ability to work with large volumes of data from different systems and distil data for regulatory reporting purposes (SARB, Reg 28 submissions)
  • Ability to work under time pressure around submission deadline times
  • Highly organized and good time management skills 
  • Strong problem-solving ability 
  • Ability to research (new funds and instruments) 
  • Able to work well on one’s own as well as in a team environment
  • Accuracy and attention to detail is of the utmost importance
  • Self-starter who is self-driven and self-directed 
  • Strong work ethic 
  • Honesty and integrity 
  • Strong communication skills, both verbal

WHY THIS ROLE?

This is a brilliant opportunity to apply your skills and experience in support of a dynamic, highly competent investment Compliance team and grow your understanding of the asset management environment. This opportunity promises excellent exposure, growth, challenge and reward. 

INTERESTED? APPLY NOW

Position

Compliance Data Analyst (Prescient Fund Services)

Thank you for your application.

We will review and get back to you as soon as possible.

There has been an error

Please try sending this message again

PRESCIENT GLOBAL

WE ARE A MULTINATIONAL BUSINESS.

South Africa

  • South Africa
  • China
  • Ireland

Enquiries

+27 21 700 3600

Please enter to search or esc to cancel

SUGGESTED TERMS

  • Investor Application
  • Stockbroker
  • Factsheet
  • Retirement Fund Solutions

Where exceptional expertise meets meticulous financial services