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Vacancies

Compliance Data Analyst (Prescient Fund Services)

Reporting line

Manager: Manco Compliance & Risk

Location

Westlake, Cape Town

Business Unit

Prescient Fund Services
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To provide compliance data collation and analysis expertise to a niche investment compliance team supporting a diversified financial service offering, which includes Investment Management, Fund Services, Wealth Management and Retirement Fund solutions.

DUTIES & RESPONSIBILITIES

  • Collation and analysis of data required for portfolios that are compliant with REG28, CISCA, SARB and ASISA
  • Classification of instruments in terms of Regulation 28, ASISA, SARB  (Asset Allocation,C23,C48,B16)
  • Liaising with asset managers to collate all portfolio holdings and look-through data in various reporting systems
  • Compiling ASISA, FSCA and SARB quarterly reporting
  • Assist with ensuring correct rule set-up on various compliance and reporting systems
  • Assist with enhancement to reports as required from time to time by the Regulator
  • Compliance Static Data Management
  • Working with the data management team in order carry out instrument data reviews, “clean-ups” and pass on knowledge around compliance aspects of static instrument data and data management
  • Ad-hoc investment and regulatory compliance tasks, as required

REQUIRED EXPERIENCE

  • Approximately 1-2 years’ experience in a Compliance Data related role gained from an Asset Management/related environment.
  • Sound foundational understanding and exposure to the various applicable legislations including, but not limited to:
    • CISCA, SARB Classifications, Reg 28, Board Notice 90 and Board Notice 52
  • Knowledge of ASISA Standard and associated Guidelines
  • Sound foundation understanding and exposure to financial markets
  • Preferably exposure to relevant investment systems as well as Compliance software i.e. Fundamental, Moonfire.
  • Strong Excel skills 

REQUIRED QUALIFICATIONS

  • Relevant Tertiary Qualification for example: degree or diploma in finance/ commerce/ law/ information technology and systems (or studying towards a relevant tertiary qualification)

KEY COMPETENCIES

  • Ability to work with large volumes of data from different systems and distil data for regulatory reporting purposes (SARB, Reg 28 submissions)
  • Ability to work under time pressure around submission deadline times
  • Highly organized and good time management skills 
  • Strong problem-solving ability 
  • Ability to research (new funds and instruments) 
  • Able to work well on one’s own as well as in a team environment
  • Accuracy and attention to detail is of the utmost importance
  • Self-starter who is self-driven and self-directed 
  • Strong work ethic 
  • Honesty and integrity 
  • Strong communication skills, both verbal

WHY THIS ROLE?

This is a brilliant opportunity to apply your skills and experience in support of a dynamic, highly competent investment Compliance team and grow your understanding of the asset management environment. This opportunity promises excellent exposure, growth, challenge and reward. 

INTERESTED?
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WE ARE A MULTINATIONAL BUSINESS.

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